The initiative “has already resulted in significant improvements to the municipal securities market, including heightened awareness of issuers’ disclosure obligations,” Securities and Exchange Commission chair Mary Jo White said in a statement. “This ongoing enforcement initiative will continue to bring lasting changes to the municipal securities markets for the benefit of investors.”
The initiative “has already resulted in significant improvements to the municipal securities market, including heightened awareness of issuers’ disclosure obligations,” Securities and Exchange Commission chair Mary Jo White said in a statement. “This ongoing enforcement initiative will continue to bring lasting changes to the municipal securities markets for the benefit of investors.” File photo by Andrew Harrer Bloomberg
The initiative “has already resulted in significant improvements to the municipal securities market, including heightened awareness of issuers’ disclosure obligations,” Securities and Exchange Commission chair Mary Jo White said in a statement. “This ongoing enforcement initiative will continue to bring lasting changes to the municipal securities markets for the benefit of investors.” File photo by Andrew Harrer Bloomberg

SEC fines big banks and brokers over fraudulent bond deals

June 18, 2015 01:26 PM