The Financial Industry Regulatory Authority, which operates BrokerCheck where investors can look for information about their broker or brokerage firm, have fined and censured an Overland Park firm and its principal owner.
The Financial Industry Regulatory Authority, which operates BrokerCheck where investors can look for information about their broker or brokerage firm, have fined and censured an Overland Park firm and its principal owner. Bloomberg News
The Financial Industry Regulatory Authority, which operates BrokerCheck where investors can look for information about their broker or brokerage firm, have fined and censured an Overland Park firm and its principal owner. Bloomberg News

Ponzi scheme cited in censure and fine of Overland Park-based brokerage

August 16, 2016 04:40 PM

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